Regulation is continuously evolving, leading compliance to become a significant burden, whether for a newly established fund manager or a large global investment house.
Our clients benefit from our deep experience and knowledge of compliance and regulatory complexities and nuances for funds across Private Equity, Venture Capital, Real Estate, Debt, Litigation Funding and other Alternative Assets.
Helping our clients to navigate the regulatory landscape pre-and post- fund launch, our compliance specialists enable them to assess the impact of developments as they occur and we provide practical guidance to ensure compliance.
Services include:
- Provision of regulatory officers (Compliance Officer, MLCO, MLRO, DMLRO)
- Mapping the risk and compliance framework
- Compliance monitoring programmes
- Business Risk assessments
- AML/CTF policy for the fund
- Compliance reviews and board reporting
- Communication with regulators
- Bespoke compliance policy and procedures manual
- Provision of training
- KYC/CDD services
- Regulatory updates
- Gap analysis and remediation projects as part of transitioning funds and structures from other service providers.