Our funds business comprises former senior regulators, lawyers and auditors. Our depth of knowledge and practical hands on experience ensures a pragmatic approach and enables you to meet your regulatory obligations with confidence.
Regulation is continuously evolving and compliance can be a significant burden. Our dedicated team of senior compliance professionals provide a comprehensive and proactive compliance service supporting you in meeting your regulatory obligations.
Our clients benefit from our deep experience and knowledge of compliance and regulatory complexities for offshore Managed Corporate vehicles and Managed Trust Companies. We are known for our attention to detail and clear levels of communication that are simple and timely.
Helping you navigate the regulatory landscape our compliance specialists enable you to assess the impact of developments as they occur and provide you practical guidance to ensure compliance.
We operate a highly effective compliance framework, applying our compliance expertise to each client structure, ensuring attention to detail and rigorous adherence to strict regulatory reporting deadlines.
Services include:
Provision of regulatory officers (Compliance Officer, MLCO, MLRO, DMLRO, DMCLO)
Mapping the risk and compliance framework
Compliance monitoring programmes
Compliance reviews and board reporting
Communication with regulators
Bespoke business risk assessment
Substance and GDPR reviews and remediation
FATCA/CRS/LEI classification reviews and submissions
Bespoke compliance policy and procedures manual
Provision of training
KYC/CDD services
Regulatory updates
Gap analysis and remediation projects as part of transitioning structures from other service providers.
Key Features
Key Contact
Naomi Rive
