Our funds business comprises former senior regulators, lawyers and auditors. Our depth of knowledge and practical hands on experience ensures a pragmatic approach and enables you to meet your regulatory obligations with confidence.

Regulation is continuously evolving and compliance can be a significant burden. Our dedicated team of senior compliance professionals provide a comprehensive and proactive compliance service supporting you in meeting your regulatory obligations.

Our clients benefit from our deep experience and knowledge of compliance and regulatory complexities for offshore Managed Corporate vehicles and Managed Trust Companies. We are known for our attention to detail and clear levels of communication that are simple and timely.

Helping you navigate the regulatory landscape our compliance specialists enable you to assess the impact of developments as they occur and provide you practical guidance to ensure compliance. 

We operate a highly effective compliance framework, applying our compliance expertise to each client structure, ensuring attention to detail and rigorous adherence to strict regulatory reporting deadlines.

Services include:

Provision of regulatory officers (Compliance Officer, MLCO, MLRO, DMLRO, DMCLO)

Mapping the risk and compliance framework

Compliance monitoring programmes

Compliance reviews and board reporting

Communication with regulators

Bespoke business risk assessment 

Substance and GDPR reviews and remediation

FATCA/CRS/LEI classification reviews and submissions

Bespoke compliance policy and procedures manual 

Provision of training

KYC/CDD services

Regulatory updates 

Gap analysis and remediation projects as part of transitioning structures from other service providers.

Key Features

Reduce in-house compliance costs
Pragmatic approach built on a foundation of expertise and rigour
Clients can focus on their core business
Access to senior compliance and regulatory specialists
Highly effective compliance framework safeguarding your compliance with regulatory obligations
Robust controls and technology

Key Contact

Naomi Rive

Group Director & Head of Private Wealth

+44 (0) 1534 480 601