Company Description

Welcome to HIGHVERN. We are an award-winning provider of private wealth, fund and corporate administration services

Role Purpose:

Highvern Group is a leading, independent professional services firm specialising in offering high-end fiduciary, corporate and fund administration services in the private capital and commercial sectors internationally. You will be responsible for assisting the local Risk & Compliance Team in maintaining a strong and robust compliance framework across Highvern Cayman Limited.

Key Accountabilities:

  • Review and manage the output from the overnight screening process, working with the client teams to address any material matters and escalating relevant items to the Anti-Money Laundering Compliance Officer.
  • Provide support and guidance to the client facing teams in respect of new business on-boarding and systems setup, including but not limited to review of customer due diligence.
  • Provide support for closing clients in systems.
  • Conduct procedural and Client Reviews on new and existing clients to a high standard and in line with the approved timeframes.
  • Ensure that all findings are escalated appropriately and proactively monitor the completion of recommendations arising from the Client Reviews or any other compliance procedures.
  • Assist the compliance team in completing accurate and up to date management information as and when required.
  • Maintain accurate and complete regulatory registers.
  • Assist with the provision of needs-driven high quality and effective internal training to employees on risk and compliance matters, where requested.
  • Assist the compliance team in completing regulatory returns and deliverables, as applicable.
  • Complete ad hoc projects, as and when required. 

Skills, Knowledge & Experience Required:

  • Understanding of local regulatory requirements
  • High quality communication skills – verbal, presentational and written
  • Effective and adaptive interpersonal skills
  • Collaborative team player
  • Problem solving and decision making abilities  

Preferred Minimum Qualifications:         

  • 1+ yrs experience involved in compliance related activities
  • STEP / ICSA Diploma or equivalent
  • Compliance related Diploma or equivalent 

Other Requirements:

  • Effective contribution to Risk & Compliance Team success
  • Positive collaboration with Client Teams & wider stakeholders
  • Ongoing compliance with all internal policies and procedures
  • Ongoing compliance with all relevant regulatory/legal requirements
  • Maintenance of CPD and up to date technical awareness / industry developments
  • Role modelling all appropriate behaviours to staff at all times